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-<chapter id="protocol">
- <title>The SMB/CIFS protocol</title>
-
- <!--
- Some parts shamelessly borrowed from myself.
- Original on http://jelmer.vernstok.nl/publications/cifs-developments.pdf
- -->
-
- <para>
- "SMB" (also known as "CIFS") is a
- file-sharing protocol that has been used since the mid-eighties.
- Most people know SMB as the protocol behind the "Network Neighbourhood"
- and remote printing in Windows.
- </para>
-
- <para>
- Several parts of the protocol are not discussed in this chapter, such
- as mailslots, browsing and dfs, to prevent it from getting too complex.
- CIFS internals are documented in detail in <citation>Hertel, 2003</citation>.
- </para>
-
-
- <sect1>
- <title>History</title>
-
- <sect2>
- <title>Invention by IBM</title>
-
- <para>
- SMB is not very old, but it has a long history of modifications and extensions.
- The original protocol was meant to run over ``NetBIOS'', which was the
- name of the DOS interface to a very simple LAN system developed by IBM.
- NetBIOS was developed because SNA, IBM's other main
- protocol at the time, was much too advanced for use in DOS.
- </para>
-
- <para>
- The NetBIOS API in these days (early eighties) was nothing more then the
- interface to a very simple link-layer protocol
- over which several protocols, including SMB, were used. It could do reads and
- writes to services on remote hosts, which were identified by case-insensitive
- names, and discover all available hosts and services.
- </para>
-
- <para>
- Dr. Barry Feigenbau, an IBM employee, invented the core of the original SMB protocol,
- which he initially named after himself: ``BAF''. He later changed the name to
- be ``SMB'' (for ``Server Message Block''). Every packet in the protocol
- starts with a byte $0xFF$ and these three letters.
- </para>
-
- <para>
- IBM, Microsoft, 3Com and Intel made up the rest of the initial protocol
- together. The commands the protocol supported at this stage were basically
- a mirror of the DOS File IO API calls, which meant the protocol wasn't very
- efficient. The protocol also lacked authentication support. Everybody on the
- network could do reads and writes, which meant this protocol
- wasn't very suitable for large enterprises.
- </para>
-
- <para>
- NetBIOS is an API that has had various implementations; there is
- NetBIOS over TCP/IP (NBT), NetBIOS over IPX, NetBIOS over SNA and
- even NetBIOS over DECNEt. Mostly used these days is
- NetBIOS over TCP (NBT).
- </para>
-
- <para>
- This is also were things are starting to get hairy. Since NetBIOS identifies
- hosts by their name, NetBIOS clients had to start doing IP broadcasts to
- figure out the IP of the host they had to connect to. Several schemes were
- introduced to do name lookups crossing subnet boundaries, using name servers,
- etc. We're basically emulating a NetBIOS LAN in order to be able to run SMB.
- </para>
-
- <para>
- Doing NetBIOS over IP is not very sane, however, the NBT implementation itself
- in Windows isn't very nice either. It has horrible
- limits, special exceptions, several broken schemes for looking up
- names (including two kinds of name servers). NetBIOS and NetBIOS over TCP/IP
- are described in RFC1001 and RFC1002.
- </para>
- </sect2>
-
- <sect2>
- <title>The various incarnations of SMB</title>
-
- <para>Over the years, several usage models for SMB have been developed. While SMB originally started out as a file sharing protocol, it was later extended to include support for network management and other network services
- as well.</para>
-
- <para>
- One of the reasons for the various "upgrades" of the SMB
- protocol is the fact that networks have become larger
- and larger and with them the need for privilege separation
- and scalability has increased.
- </para>
-
- <sect3>
- <title>DOS</title>
-
- <para>
- The original model in which SMB was used was as a
- simple file-sharing service in a NetBIOS-environment.
- </para>
-
- <para>
- File sharing worked basically by specifying a list of directories that had
- to be shared and what name they had to be shared under ("shares"). Eventually,
- one could password-protect a share. At most one password per share could be set.
- </para>
- </sect3>
-
- <sect3>
- <title>Windows For Workgroups</title>
-
- <para>
- After the ``CORE'' dialect,
- IBM and Microsoft implemented a new dialect known as ``LANMAN''.
- This dialect was used by Windows for
- Workgroups, OS/2 and Windows 9x which all know it under a different name. A
- 'virtual' file system was also added, which was used for doing remote function
- calls (RAP, for ``Remote Administration Protocol'').
- </para>
-
- <para>
- Computers are grouped into "Workgroups" in this model. Everybody is equal to
- the others and there is no central point of control.
- </para>
- </sect3>
-
- <sect3>
- <title>Windows NT</title>
- <para>
- For Windows NT, yet another dialect was added, named 'NT'. The NT dialect
- had it's own set of file I/O functions (similar to the NT File I/O API)
- and it had support for yet another way of doing remote function calls:
- DCE/RPC. RPC's are used for DCOM and several of the subsystems in NT
- that can be accessed remotely (registry, printing, user management, logging
- on, etc).
- </para>
-
- <para>
- Windows NT works with a new concept for grouping computers called ``domains''<footnote>In the protocol, domains are actually an upgraded version of a workgroup</footnote>. Each computer is member of exactly one domain. There are several roles a computer can have in the domain: PDC (primary domain controller, the "manager" of the domain, that coordinates all authentication and authorization), BDC (Backup domain controller, in case the PDC goes down) or just a regular domain member. The PDC decides who is to be a member of the domain.
- </para>
- </sect3>
-
- <sect3>
- <title>Windows 2000</title>
- <para>
- In Windows NT 5 (marketing name: Windows 2000), NetBIOS-less SMB was
- introduced. This means SMB is used directly over TCP port 445 instead of
- via NetBIOS over TCP/IP. DNS
- is used for looking up machine names.
- </para>
-
- <para>Windows 2000 was also the first operating system from Microsoft
- that had support for Active Directory. Active Directory is very
- similar to the "domain" concept used by NT4, though it
- is implemented differently (using modified open protocols),
- and has some additional features (one of the most important ones being decentralized).
- </para>
-
- <para>
- Active directory no longer uses a central point of authority
- and there are fewer limits to the size of a domain. Several
- DC's can exist, so there is no longer a single point of
- failure as well as better scalability.
- </para>
- </sect3>
- </sect2>
-
- <sect2>
- <title>Samba versions and their support for the SMB models</title>
-
- <sect3>
- <title>Samba 2.2</title>
-
- <para>Full CORE and Workgroup support. Somewhat basic
- NT4-style support.</para>
- </sect3>
-
- <sect3>
- <title>Samba 3.0</title>
-
- <para>Full CORE and Workgroup support. Almost complete
- NT4-style support.
- </para>
- </sect3>
-
- <sect3>
- <title>Samba 3.2</title>
-
- <para>FIXME</para>
- </sect3>
-
- <sect3>
- <title>Samba 4.0</title>
-
- <para>Full CORE, Workgroup, NT4 and ADS support.</para>
-
- </sect3>
- </sect2>
- </sect1>
-</chapter>