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-<chapter id="printing">
-<chapterinfo>
- <author>
- <firstname>Gerald</firstname><surname>Carter</surname>
- </author>
- <pubdate>October 2002</pubdate>
-</chapterinfo>
-
-
-<title>Samba Printing Internals</title>
-
-
-<sect1>
-<title>Abstract</title>
-<para>
-The purpose of this document is to provide some insight into
-Samba's printing functionality and also to describe the semantics
-of certain features of Windows client printing.
-</para>
-</sect1>
-
-
-
-<sect1>
-<title>
-Printing Interface to Various Back ends
-</title>
-
-<para>
-Samba uses a table of function pointers to seven functions. The
-function prototypes are defined in the <varname>printif</varname> structure declared
-in <filename>printing.h</filename>.
-</para>
-
-<itemizedlist>
- <listitem><para>retrieve the contents of a print queue</para></listitem>
- <listitem><para>pause the print queue</para></listitem>
- <listitem><para>resume a paused print queue</para></listitem>
- <listitem><para>delete a job from the queue</para></listitem>
- <listitem><para>pause a job in the print queue</para></listitem>
- <listitem><para>result a paused print job in the queue</para></listitem>
- <listitem><para>submit a job to the print queue</para></listitem>
-</itemizedlist>
-
-<para>
-Currently there are only two printing back end implementations
-defined.
-</para>
-
-<itemizedlist>
- <listitem><para>a generic set of functions for working with standard UNIX
- printing subsystems</para></listitem>
-
- <listitem><para>a set of CUPS specific functions (this is only enabled if
- the CUPS libraries were located at compile time).</para></listitem>
-</itemizedlist>
-
-</sect1>
-
-
-
-
-<sect1>
-<title>
-Print Queue TDB's
-</title>
-
-
-<para>
-Samba provides periodic caching of the output from the "lpq command"
-for performance reasons. This cache time is configurable in seconds.
-Obviously the longer the cache time the less often smbd will be
-required to exec a copy of lpq. However, the accuracy of the print
-queue contents displayed to clients will be diminished as well.
-</para>
-
-<para>
-The list of currently opened print queue TDB's can be found
-be examining the list of tdb_print_db structures ( see print_db_head
-in printing.c ). A queue TDB is opened using the wrapper function
-printing.c:get_print_db_byname(). The function ensures that smbd
-does not open more than MAX_PRINT_DBS_OPEN in an effort to prevent
-a large print server from exhausting all available file descriptors.
-If the number of open queue TDB's exceeds the MAX_PRINT_DBS_OPEN
-limit, smbd falls back to a most recently used algorithm for maintaining
-a list of open TDB's.
-</para>
-
-<para>
-There are two ways in which a a print job can be entered into
-a print queue's TDB. The first is to submit the job from a Windows
-client which will insert the job information directly into the TDB.
-The second method is to have the print job picked up by executing the
-"lpq command".
-</para>
-
-<para><programlisting>
-/* included from printing.h */
-struct printjob {
- pid_t pid; /* which process launched the job */
- int sysjob; /* the system (lp) job number */
- int fd; /* file descriptor of open file if open */
- time_t starttime; /* when the job started spooling */
- int status; /* the status of this job */
- size_t size; /* the size of the job so far */
- int page_count; /* then number of pages so far */
- BOOL spooled; /* has it been sent to the spooler yet? */
- BOOL smbjob; /* set if the job is a SMB job */
- fstring filename; /* the filename used to spool the file */
- fstring jobname; /* the job name given to us by the client */
- fstring user; /* the user who started the job */
- fstring queuename; /* service number of printer for this job */
- NT_DEVICEMODE *nt_devmode;
-};
-</programlisting></para>
-
-<para>
-The current manifestation of the printjob structure contains a field
-for the UNIX job id returned from the "lpq command" and a Windows job
-ID (32-bit bounded by PRINT_MAX_JOBID). When a print job is returned
-by the "lpq command" that does not match an existing job in the queue's
-TDB, a 32-bit job ID above the &lt;*vance doesn't know what word is missing here*&gt; is generating by adding UNIX_JOB_START to
-the id reported by lpq.
-</para>
-
-<para>
-In order to match a 32-bit Windows jobid onto a 16-bit lanman print job
-id, smbd uses an in memory TDB to match the former to a number appropriate
-for old lanman clients.
-</para>
-
-<para>
-When updating a print queue, smbd will perform the following
-steps ( refer to <filename>print.c:print_queue_update()</filename> ):
-</para>
-
-<orderedlist>
- <listitem><para>Check to see if another smbd is currently in
- the process of updating the queue contents by checking the pid
- stored in <constant>LOCK/<replaceable>printer_name</replaceable></constant>.
- If so, then do not update the TDB.</para></listitem>
-
- <listitem><para>Lock the mutex entry in the TDB and store our own pid.
- Check that this succeeded, else fail.</para></listitem>
-
- <listitem><para>Store the updated time stamp for the new cache
- listing</para></listitem>
-
- <listitem><para>Retrieve the queue listing via "lpq command"</para></listitem>
-
- <listitem><para><programlisting>
- foreach job in the queue
- {
- if the job is a UNIX job, create a new entry;
- if the job has a Windows based jobid, then
- {
- Lookup the record by the jobid;
- if the lookup failed, then
- treat it as a UNIX job;
- else
- update the job status only
- }
- }</programlisting></para></listitem>
-
- <listitem><para>Delete any jobs in the TDB that are not
- in the in the lpq listing</para></listitem>
-
- <listitem><para>Store the print queue status in the TDB</para></listitem>
-
- <listitem><para>update the cache time stamp again</para></listitem>
-
-</orderedlist>
-
-<para>
-Note that it is the contents of this TDB that is returned to Windows
-clients and not the actual listing from the "lpq command".
-</para>
-
-<para>
-The NT_DEVICEMODE stored as part of the printjob structure is used to
-store a pointer to a non-default DeviceMode associated with the print
-job. The pointer will be non-null when the client included a Device
-Mode in the OpenPrinterEx() call and subsequently submitted a job for
-printing on that same handle. If the client did not include a Device
-Mode in the OpenPrinterEx() request, the nt_devmode field is NULL
-and the job has the printer's device mode associated with it by default.
-</para>
-
-<para>
-Only non-default Device Mode are stored with print jobs in the print
-queue TDB. Otherwise, the Device Mode is obtained from the printer
-object when the client issues a GetJob(level == 2) request.
-</para>
-
-</sect1>
-
-
-
-
-<sect1>
-<title>
-ChangeID and Client Caching of Printer Information
-</title>
-
-<para>
-[To be filled in later]
-</para>
-</sect1>
-
-
-
-<sect1>
-<title>
-Windows NT/2K Printer Change Notify
-</title>
-
-<para>
-When working with Windows NT+ clients, it is possible for a
-print server to use RPC to send asynchronous change notification
-events to clients for certain printer and print job attributes.
-This can be useful when the client needs to know that a new
-job has been added to the queue for a given printer or that the
-driver for a printer has been changed. Note that this is done
-entirely orthogonal to cache updates based on a new ChangeID for
-a printer object.
-</para>
-
-<para>
-The basic set of RPC's used to implement change notification are
-</para>
-
-<itemizedlist>
- <listitem><para>RemoteFindFirstPrinterChangeNotifyEx ( RFFPCN )</para></listitem>
- <listitem><para>RemoteFindNextPrinterChangeNotifyEx ( RFNPCN )</para></listitem>
- <listitem><para>FindClosePrinterChangeNotify( FCPCN )</para></listitem>
- <listitem><para>ReplyOpenPrinter</para></listitem>
- <listitem><para>ReplyClosePrinter</para></listitem>
- <listitem><para>RouteRefreshPrinterChangeNotify ( RRPCN )</para></listitem>
-</itemizedlist>
-
-<para>
-One additional RPC is available to a server, but is never used by the
-Windows spooler service:
-</para>
-
-<itemizedlist>
- <listitem><para>RouteReplyPrinter()</para></listitem>
-</itemizedlist>
-
-<para>
-The opnum for all of these RPC's are defined in include/rpc_spoolss.h
-</para>
-
-<para>
-Windows NT print servers use a bizarre method of sending print
-notification event to clients. The process of registering a new change
-notification handle is as follows. The 'C' is for client and the
-'S' is for server. All error conditions have been eliminated.
-</para>
-
-<para><programlisting>
-C: Obtain handle to printer or to the printer
- server via the standard OpenPrinterEx() call.
-S: Respond with a valid handle to object
-
-C: Send a RFFPCN request with the previously obtained
- handle with either (a) set of flags for change events
- to monitor, or (b) a PRINTER_NOTIFY_OPTIONS structure
- containing the event information to monitor. The windows
- spooler has only been observed to use (b).
-S: The &lt;* another missing word*&gt; opens a new TCP session to the client (thus requiring
- all print clients to be CIFS servers as well) and sends
- a ReplyOpenPrinter() request to the client.
-C: The client responds with a printer handle that can be used to
- send event notification messages.
-S: The server replies success to the RFFPCN request.
-
-C: The windows spooler follows the RFFPCN with a RFNPCN
- request to fetch the current values of all monitored
- attributes.
-S: The server replies with an array SPOOL_NOTIFY_INFO_DATA
- structures (contained in a SPOOL_NOTIFY_INFO structure).
-
-C: If the change notification handle is ever released by the
- client via a FCPCN request, the server sends a ReplyClosePrinter()
- request back to the client first. However a request of this
- nature from the client is often an indication that the previous
- notification event was not marshalled correctly by the server
- or a piece of data was wrong.
-S: The server closes the internal change notification handle
- (POLICY_HND) and does not send any further change notification
- events to the client for that printer or job.
-</programlisting></para>
-
-<para>
-The current list of notification events supported by Samba can be
-found by examining the internal tables in srv_spoolss_nt.c
-</para>
-
-<itemizedlist>
- <listitem><para>printer_notify_table[]</para></listitem>
- <listitem><para>job_notify_table[]</para></listitem>
-</itemizedlist>
-
-<para>
-When an event occurs that could be monitored, smbd sends a message
-to itself about the change. The list of events to be transmitted
-are queued by the smbd process sending the message to prevent an
-overload of TDB usage and the internal message is sent during smbd's
-idle loop (refer to printing/notify.c and the functions
-send_spoolss_notify2_msg() and print_notify_send_messages() ).
-</para>
-
-<para>
-The decision of whether or not the change is to be sent to connected
-clients is made by the routine which actually sends the notification.
-( refer to srv_spoolss_nt.c:recieve_notify2_message() ).
-</para>
-
-<para>
-Because it possible to receive a listing of multiple changes for
-multiple printers, the notification events must be split into
-categories by the printer name. This makes it possible to group
-multiple change events to be sent in a single RPC according to the
-printer handle obtained via a ReplyOpenPrinter().
-</para>
-
-<para>
-The actual change notification is performed using the RRPCN request
-RPC. This packet contains
-</para>
-
-
-<itemizedlist>
-
-<listitem><para>the printer handle registered with the
-client's spooler on which the change occurred</para></listitem>
-
-<listitem><para>The change_low value which was sent as part
-of the last RFNPCN request from the client</para></listitem>
-
-<listitem><para>The SPOOL_NOTIFY_INFO container with the event
-information</para></listitem>
-
-</itemizedlist>
-
-<para>
-A <varname>SPOOL_NOTIFY_INFO</varname> contains:
-</para>
-
-<itemizedlist>
-
-<listitem><para>the version and flags field are predefined
-and should not be changed</para></listitem>
-
-<listitem><para>The count field is the number of entries
-in the SPOOL_NOTIFY_INFO_DATA array</para></listitem>
-
-</itemizedlist>
-
-<para>
-The <varname>SPOOL_NOTIFY_INFO_DATA</varname> entries contain:
-</para>
-
-<itemizedlist>
-
-<listitem><para>The type defines whether or not this event
-is for a printer or a print job</para></listitem>
-
-<listitem><para>The field is the flag identifying the event</para></listitem>
-
-<listitem><para>the notify_data union contains the new valuie of the
-attribute</para></listitem>
-
-<listitem><para>The enc_type defines the size of the structure for marshalling
-and unmarshalling</para></listitem>
-
-<listitem><para>(a) the id must be 0 for a printer event on a printer handle.
-(b) the id must be the job id for an event on a printer job
-(c) the id must be the matching number of the printer index used
-in the response packet to the RFNPCN when using a print server
-handle for notification. Samba currently uses the snum of
-the printer for this which can break if the list of services
-has been modified since the notification handle was registered.</para></listitem>
-
-<listitem><para>The size is either (a) the string length in UNICODE for strings,
-(b) the size in bytes of the security descriptor, or (c) 0 for
-data values.</para></listitem>
-
-</itemizedlist>
-
-</sect1>
-</chapter>