Networking Primer
You are about to use the equivalent of a microscope to look at the information
that runs through the veins of a Windows network. We do more to observe the information than
to interrogate it. When you are done with this primer, you should have a good understanding
of the types of information that flow over the network. Do not worry, this is not
a biology lesson. We won't lose you in unnecessary detail. Think to yourself, This
is easy, then tackle each exercise without fear.
Samba can be configured with a minimum of complexity. Simplicity should be mastered
before you get too deeply into complexities. Let's get moving: we have work to do.
Requirements and Notes
Successful completion of this primer requires two Microsoft Windows 9x/Me Workstations
as well as two Microsoft Windows XP Professional Workstations, each equipped with an Ethernet
card connected using a hub. Also required is one additional server (either Windows
NT4 Server, Windows 2000 Server, or a Samba-3 on UNIX/Linux server) running a network
sniffer and analysis application (Wireshark is a good choice). All work should be undertaken
on a quiet network where there is no other traffic. It is best to use a dedicated hub
with only the machines under test connected at the time of the exercises.
Wireshark
Wireshark (formerly Ethereal) has become the network protocol analyzer of choice for many network administrators.
You may find more information regarding this tool from the
Wireshark Web site. Wireshark installation
files for Windows may be obtained from the Wireshark Web site. Wireshark is provided with
SUSE and Red Hat Linux distributions, as well as with many other Linux distributions. It may
not be installed on your system by default. If it is not installed, you may also need
to install the libpcap software before you can install or use Wireshark.
Please refer to the instructions for your operating system or to the Wireshark Web site
for information regarding the installation and operation of Wireshark.
To obtain Wireshark for your system, please visit the Wireshark
download site.
The successful completion of this chapter requires that you capture network traffic
using Wireshark. It is recommended that you use a hub, not an
Ethernet switch. It is necessary for the device used to act as a repeater, not as a
filter. Ethernet switches may filter out traffic that is not directed at the machine
that is used to monitor traffic; this would not allow you to complete the projects.
networkcaptures
Do not worry too much if you do not have access to all this equipment; network captures
from the exercises are provided on the enclosed CD-ROM. This makes it possible to dive directly
into the analytical part of the exercises if you so desire.
networksnifferprotocol analysis
Please do not be alarmed at the use of a high-powered analysis tool (Wireshark) in this
primer. We expose you only to a minimum of detail necessary to complete
the exercises. If you choose to use any other network sniffer and protocol
analysis tool, be advised that it may not allow you to examine the contents of
recently added security protocols used by Windows 200x/XP.
You could just skim through the exercises and try to absorb the key points made.
The exercises provide all the information necessary to convince the die-hard network
engineer. You possibly do not require so much convincing and may just want to move on,
in which case you should at least read .
also provides useful information
that may help you to avoid significantly time-consuming networking problems.
Introduction
The purpose of this chapter is to create familiarity with key aspects of Microsoft Windows
network computing. If you want a solid technical grounding, do not gloss over these exercises.
The points covered are recurrent issues on the Samba mailing lists.
networkbroadcast
You can see from these exercises that Windows networking involves quite a lot of network
broadcast traffic. You can look into the contents of some packets, but only to see
some particular information that the Windows client sends to a server in the course of
establishing a network connection.
To many people, browsing is everything that happens when one uses Microsoft Internet Explorer.
It is only when you start looking at network traffic and noting the protocols
and types of information that are used that you can begin to appreciate the complexities of
Windows networking and, more importantly, what needs to be configured so that it can work.
Detailed information regarding browsing is provided in the recommended
preparatory reading.
Recommended preparatory reading: The Official Samba-3 HOWTO and Reference Guide, Second
Edition (TOSHARG2) Chapter 9, Network Browsing, and Chapter 3,
Server Types and Security Modes.Assignment Tasksbrowsing
You are about to witness how Microsoft Windows computer networking functions. The
exercises step through identification of how a client machine establishes a
connection to a remote Windows server. You observe how Windows machines find
each other (i.e., how browsing works) and how the two key types of user identification
(share mode security and user mode security) are affected.
networkanalyzer
The networking protocols used by MS Windows networking when working with Samba
use TCP/IP as the transport protocol. The protocols that are specific to Windows
networking are encapsulated in TCP/IP. The network analyzer we use (Wireshark)
is able to show you the contents of the TCP/IP packets (or messages).
Diagnostic Tasksnetworktracehost announcementname resolution
Examine network traces to witness SMB broadcasts, host announcements,
and name resolution processes.
Examine network traces to witness how share mode security functions.
Examine network traces to witness the use of user mode security.
Review traces of network logons for a Windows 9x/Me client as well as
a domain logon for a Windows XP Professional client.
Exerciseswireshark
You are embarking on a course of discovery. The first part of the exercise requires
two MS Windows 9x/Me systems. We called one machine WINEPRESSME and the
other MILGATE98. Each needs an IP address; we used 10.1.1.10
and 10.1.1.11. The test machines need to be networked via a hub. A UNIX/Linux
machine is required to run Wireshark to enable the network activity to be captured.
It is important that the machine from which network activity is captured must not interfere with
the operation of the Windows workstations. It is helpful for this machine to be passive (does not
send broadcast information) to the network.
For these exercises, our test environment consisted of a SUSE 9.2 Professional Linux Workstation running
VMWare 4.5. The following VMWare images were prepared:
Windows 98 &smbmdash; name: MILGATE98Windows Me &smbmdash; name: WINEPRESSMEWindows XP Professional &smbmdash; name: LightrayXPSamba-3.0.20 running on a SUSE Enterprise Linux 9
Choose a workgroup name (MIDEARTH) for each exercise.
ethereal
The network captures provided on the CD-ROM included with this book were captured using Ethereal
version 0.10.6. A later version suffices without problems (i.e. you should be using Wireshark), but an earlier version may not
expose all the information needed. Each capture file has been decoded and listed as a trace file. A summary of all
packets has also been included. This makes it possible for you to do all the studying you like without the need to
perform the time-consuming equipment configuration and test work. This is a good time to point out that the value
that can be derived from this book really does warrant your taking sufficient time to practice each exercise with
care and attention to detail.
Single-Machine Broadcast Activity
In this section, we start a single Windows 9x/Me machine, then monitor network activity for 30 minutes.
Monitoring Windows 9x Steps
Start the machine from which network activity will be monitored (using Wireshark).
Launch Wireshark, click
CaptureStart.
Click the following:
Update list of packets in real timeAutomatic scrolling in live captureEnable MAC name resolutionEnable network name resolutionEnable transport name resolution
Click OK.
Start the Windows 9x/Me machine to be monitored. Let it run for a full 30 minutes. While monitoring,
do not press any keyboard keys, do not click any on-screen icons or menus, and do not answer any dialog boxes.
At the conclusion of 30 minutes, stop the capture. Save the capture to a file so you can go back to it later.
Leave this machine running in preparation for the task in .
Analyze the capture. Identify each discrete message type that was captured. Note what transport protocol
was used. Identify the timing between messages of identical types.
Findings
The summary of the first 10 minutes of the packet capture should look like .
A screenshot of a later stage of the same capture is shown in .
Local Master BrowserLMBLMB
Broadcast messages observed are shown in .
Actual observations vary a little, but not by much.
Early in the startup process, the Windows Me machine broadcasts its name for two reasons:
first to ensure that its name would not result in a name clash, and second to establish its
presence with the Local Master Browser (LMB).
Windows Me &smbmdash; Startup Broadcast Capture StatisticsMessageTypeNumNotesWINEPRESSME<00>Reg84 lots of 2, 0.6 sec apartWINEPRESSME<03>Reg84 lots of 2, 0.6 sec apartWINEPRESSME<20>Reg84 lots of 2, 0.75 sec apartMIDEARTH<00>Reg84 lots of 2, 0.75 sec apartMIDEARTH<1d>Reg84 lots of 2, 0.75 sec apartMIDEARTH<1e>Reg84 lots of 2, 0.75 sec apartMIDEARTH<1b>Qry84300 sec apart at stable operation__MSBROWSE__Reg8Registered after winning election to Browse MasterJHT<03>Reg84 x 2. This is the name of the user that logged onto WindowsHost Announcement WINEPRESSMEAnn2Observed at 10 secDomain/Workgroup Announcement MIDEARTHAnn18300 sec apart at stable operationLocal Master Announcement WINEPRESSMEAnn18300 sec apart at stable operationGet Backup List RequestQry126 x 2 early in startup, 0.5 sec apartBrowser Election RequestAnn105 x 2 early in startupRequest Announcement WINEPRESSMEAnn4Early in startup
electionbrowse master
From the packet trace, it should be noted that no messages were propagated over TCP/IP;
all messages employed UDP/IP. When steady-state operation has been achieved, there is a cycle
of various announcements, re-election of a browse master, and name queries. These create
the symphony of announcements by which network browsing is made possible.
CIFS
For detailed information regarding the precise behavior of the CIFS/SMB protocols,
refer to the book Implementing CIFS: The Common Internet File System,
by Christopher Hertel, (Prentice Hall PTR, ISBN: 013047116X).
Second Machine Startup Broadcast Interaction
At this time, the machine you used to capture the single-system startup trace should still be running.
The objective of this task is to identify the interaction of two machines in respect to broadcast activity.
Monitoring of Second Machine Activity
On the machine from which network activity will be monitored (using Wireshark),
launch Wireshark and click
CaptureStart.
Click:
Update list of packets in real timeAutomatic scrolling in live captureEnable MAC name resolutionEnable network name resolutionEnable transport name resolution
Click OK.
Start the second Windows 9x/Me machine. Let it run for 15 to 20 minutes. While monitoring, do not press
any keyboard keys, do not click any on-screen icons or menus, and do not answer any dialog boxes.
At the conclusion of the capture time, stop the capture. Be sure to save the captured data so you
can examine the network data capture again at a later date should that be necessary.
Analyze the capture trace, taking note of the transport protocols used, the types of messages observed,
and what interaction took place between the two machines. Leave both machines running for the next task.
Findings
summarizes capture statistics observed. As in the previous case,
all announcements used UDP/IP broadcasts. Also, as was observed with the last example, the second
Windows 9x/Me machine broadcasts its name on startup to ensure that there exists no name clash
(i.e., the name is already registered by another machine) on the network segment. Those wishing
to explore the inner details of the precise mechanism of how this functions should refer to
Implementing CIFS: The Common Internet File System.
Second Machine (Windows 98) &smbmdash; Capture StatisticsMessageTypeNumNotesMILGATE98<00>Reg84 lots of 2, 0.6 sec apartMILGATE98<03>Reg84 lots of 2, 0.6 sec apartMILGATE98<20>Reg84 lots of 2, 0.75 sec apartMIDEARTH<00>Reg84 lots of 2, 0.75 sec apartMIDEARTH<1d>Reg84 lots of 2, 0.75 sec apartMIDEARTH<1e>Reg84 lots of 2, 0.75 sec apartMIDEARTH<1b>Qry18900 sec apart at stable operationJHT<03>Reg2This is the name of the user that logged onto WindowsHost Announcement MILGATE98Ann14Every 120 secDomain/Workgroup Announcement MIDEARTHAnn6900 sec apart at stable operationLocal Master Announcement WINEPRESSMEAnn6Insufficient detail to determine frequency
host announcementLocal Master AnnouncementWorkgroup Announcement
Observation of the contents of Host Announcements, Domain/Workgroup Announcements,
and Local Master Announcements is instructive. These messages convey a significant
level of detail regarding the nature of each machine that is on the network. An example
dissection of a Host Announcement is given in .
Simple Windows Client Connection Characteristics
The purpose of this exercise is to discover how Microsoft Windows clients create (establish)
connections with remote servers. The methodology involves analysis of a key aspect of how
Windows clients access remote servers: the session setup protocol.
Client Connection Exploration Steps
Configure a Windows 9x/Me machine (MILGATE98) with a share called Stuff.
Create a Full Access control password on this share.
Configure another Windows 9x/Me machine (WINEPRESSME) as a client. Make sure that it exports
no shared resources.
Start both Windows 9x/Me machines and allow them to stabilize for 10 minutes. Log on to both
machines using a user name (JHT) of your choice. Wait approximately 2 minutes before proceeding.
Start Wireshark (or the network sniffer of your choice).
From the WINEPRESSME machine, right-click Network Neighborhood, select
Explore, select
My Network PlacesEntire NetworkMIDEARTHMILGATE98Stuff.
Enter the password you set for the Full Control mode for the
Stuff share.
When the share called Stuff is being displayed, stop the capture.
Save the captured data in case it is needed for later analysis.
session setup
From the top of the packets captured, scan down to locate the first packet that has
interpreted as Session Setup AndX, User: anonymous; Tree Connect AndX,
Path: \\MILGATE98\IPC$.
Session SetupTree Connect
In the dissection (analysis) panel, expand the SMB, Session Setup AndX Request,
and Tree Connect AndX Request. Examine both operations. Identify the name of
the user Account and what password was used. The Account name should be empty.
This is a NULL session setup packet.
Return to the packet capture sequence. There will be a number of packets that have been
decoded of the type Session Setup AndX. Locate the last such packet
that was targeted at the \\MILGATE98\IPC$ service.
password lengthUser Mode
Dissect this packet as per the previous one. This packet should have a password length
of 24 (characters) and should have a password field, the contents of which is a
long hexadecimal number. Observe the name in the Account field. This is a User Mode
session setup packet.
Findings and CommentsIPC$
The IPC$ share serves a vital purposeTOSHARG2, Sect 4.5.1
in SMB/CIFS-based networking. A Windows client connects to this resource to obtain the list of
resources that are available on the server. The server responds with the shares and print queues that
are available. In most but not all cases, the connection is made with a NULL
username and a NULL password.
account credentials
The two packets examined are material evidence of how Windows clients may
interoperate with Samba. Samba requires every connection setup to be authenticated using
valid UNIX account credentials (UID/GID). This means that even a NULL
session setup can be established only by automatically mapping it to a valid UNIX
account.
NULL sessionguest accountnobody
Samba has a special name for the NULL, or empty, user account:
it calls it the . The
default value of this parameter is nobody; however, this can be
changed to map the function of the guest account to any other UNIX identity. Some
UNIX administrators prefer to map this account to the system default anonymous
FTP account. A sample NULL Session Setup AndX packet dissection is shown in
.
nobody/etc/passwdguest account
When a UNIX/Linux system does not have a nobody user account
(/etc/passwd), the operation of the NULL
account cannot validate and thus connections that utilize the guest account
fail. This breaks all ability to browse the Samba server and is a common
problem reported on the Samba mailing list. A sample User Mode session setup AndX
is shown in .
encrypted
The User Mode connection packet contains the account name and the domain name.
The password is provided in Microsoft encrypted form, and its length is shown
as 24 characters. This is the length of Microsoft encrypted passwords.
Windows 200x/XP Client Interaction with Samba-3
By now you may be asking, Why did you choose to work with Windows 9x/Me?
First, we want to demonstrate the simple case. This book is not intended to be a detailed treatise
on the Windows networking protocols, but rather to provide prescriptive guidance for deployment of Samba.
Second, by starting out with the simple protocol, it can be demonstrated that the more complex case mostly
follows the same principles.
The following exercise demonstrates the case that even MS Windows XP Professional with up-to-date service
updates also uses the NULL account, as well as user accounts. Simply follow the procedure
to complete this exercise.
To complete this exercise, you need a Windows XP Professional client that has been configured as
a domain member of either a Samba-controlled domain or a Windows NT4 or 200x Active Directory domain.
Here we do not provide details for how to configure this, as full coverage is provided earlier in this book.
Steps to Explore Windows XP Pro Connection Set-up
Start your domain controller. Also, start the Wireshark monitoring machine, launch Wireshark,
and then wait for the next step to complete.
Start the Windows XP Client and wait 5 minutes before proceeding.
On the machine from which network activity will be monitored (using Wireshark),
launch Wireshark and click
CaptureStart.
Click:
Update list of packets in real timeAutomatic scrolling in live captureEnable MAC name resolutionEnable network name resolutionEnable transport name resolution
Click OK.
On the Windows XP Professional client, press Ctrl-Alt-Delete to bring
up the domain logon screen. Log in using valid credentials for a domain user account.
Now proceed to connect to the domain controller as follows:
Start(right-click) My Network PlacesExplore{Left Panel} [+] Entire Network{Left Panel} [+] Microsoft Windows Network{Left Panel} [+] Midearth{Left Panel} [+] Frodo{Left Panel} [+] data. Close the explorer window.
In this step, our domain name is Midearth, the domain controller is called
Frodo, and we have connected to a share called data.
Stop the capture on the Wireshark monitoring machine. Be sure to save the captured data
to a file so that you can refer to it again later.
If desired, the Windows XP Professional client and the domain controller are no longer needed for exercises
in this chapter.
NTLMSSP_AUTHsession setup
From the top of the packets captured, scan down to locate the first packet that has
interpreted as Session Setup AndX Request, NTLMSSP_AUTH.
GSS-APISPNEGONTLMSSP
In the dissection (analysis) panel, expand the SMB, Session Setup AndX Request.
Expand the packet decode information, beginning at the Security Blob:
entry. Expand the GSS-API -> SPNEGO -> netTokenTarg -> responseToken -> NTLMSSP
keys. This should reveal that this is a NULL session setup packet.
The User name: NULL so indicates. An example decode is shown in
.
Return to the packet capture sequence. There will be a number of packets that have been
decoded of the type Session Setup AndX Request. Click the last such packet that
has been decoded as Session Setup AndX Request, NTLMSSP_AUTH.
encrypted password
In the dissection (analysis) panel, expand the SMB, Session Setup AndX Request.
Expand the packet decode information, beginning at the Security Blob:
entry. Expand the GSS-API -> SPNEGO -> netTokenTarg -> responseToken -> NTLMSSP
keys. This should reveal that this is a User Mode session setup packet.
The User name: jht so indicates. An example decode is shown in
. In this case the user name was jht. This packet
decode includes the Lan Manager Response: and the NTLM Response:.
The values of these two parameters are the Microsoft encrypted password hashes: respectively, the LanMan
password and then the NT (case-preserving) password hash.
password lengthUser Mode
The passwords are 24-character hexadecimal numbers. This packet confirms that this is a User Mode
session setup packet.
DiscussionNULL-Session
This exercise demonstrates that, while the specific protocol for the Session Setup AndX is handled
in a more sophisticated manner by recent MS Windows clients, the underlying rules or principles
remain the same. Thus it is demonstrated that MS Windows XP Professional clients still use a
NULL-Session connection to query and locate resources on an advanced network
technology server (one using Windows NT4/200x or Samba). It also demonstrates that an authenticated
connection must be made before resources can be used.
Conclusions to Exercises
In summary, the following points have been established in this chapter:
When NetBIOS over TCP/IP protocols are enabled, MS Windows networking employs broadcast-oriented messaging protocols to provide knowledge of network services.
Network browsing protocols query information stored on browse masters that manage
information provided by NetBIOS Name Registrations and by way of ongoing host
announcements and workgroup announcements.
All Samba servers must be configured with a mechanism for mapping the NULL-Session
to a valid but nonprivileged UNIX system account.
The use of Microsoft encrypted passwords is built right into the fabric of Windows
networking operations. Such passwords cannot be provided from the UNIX /etc/passwd
database and thus must be stored elsewhere on the UNIX system in a manner that Samba can
use. Samba-2.x permitted such encrypted passwords to be stored in the smbpasswd
file or in an LDAP database. Samba-3 permits use of multiple passdb backend
databases in concurrent deployment. Refer to TOSHARG2, Chapter 10, Account Information Databases.Dissection and Discussionguest account
The exercises demonstrate the use of the guest account, the way that
MS Windows clients and servers resolve computer names to a TCP/IP address, and how connections
between a client and a server are established.
Those wishing background information regarding NetBIOS name types should refer to
the Microsoft knowledgebase article
Q102878.Technical Issuesguest account
Network browsing involves SMB broadcast announcements, SMB enumeration requests,
connections to the IPC$ share, share enumerations, and SMB connection
setup processes. The use of anonymous connections to a Samba server involve the use of
the guest account that must map to a valid UNIX UID.
Questions and Answers
The questions and answers given in this section are designed to highlight important aspects of Microsoft
Windows networking.
What is the significance of the MIDEARTH<1b> type query?
Domain Master BrowserDMBDMB
This is a broadcast announcement by which the Windows machine is attempting to
locate a Domain Master Browser (DMB) in the event that it might exist on the network.
Refer to TOSHARG2, Chapter 9, Section 9.7, Technical Overview of Browsing,
for details regarding the function of the DMB and its role in network browsing.
What is the significance of the MIDEARTH<1d> type name registration?
Local Master BrowserLMBLMB
This name registration records the machine IP addresses of the LMBs.
Network clients can query this name type to obtain a list of browser servers from the
master browser.
The LMB is responsible for monitoring all host announcements on the local network and for
collating the information contained within them. Using this information, it can provide answers to other Windows
network clients that request information such as:
The list of machines known to the LMB (i.e., the browse list)
The IP addresses of all domain controllers known for the domain
The IP addresses of LMBs
The IP address of the DMB (if one exists)
The IP address of the LMB on the local segment
What is the role and significance of the <01><02>__MSBROWSE__<02><01>
name registration?
Browse Master
This name is registered by the browse master to broadcast and receive domain announcements.
Its scope is limited to the local network segment, or subnet. By querying this name type,
master browsers on networks that have multiple domains can find the names of master browsers
for each domain.
What is the significance of the MIDEARTH<1e> type name registration?
Browser Election Service
This name is registered by all browse masters in a domain or workgroup. The registration
name type is known as the Browser Election Service. Master browsers register themselves
with this name type so that DMBs can locate them to perform cross-subnet
browse list updates. This name type is also used to initiate elections for Master Browsers.
guest account
What is the significance of the guest account in smb.conf?
This parameter specifies the default UNIX account to which MS Windows networking
NULL session connections are mapped. The default name for the UNIX account used for
this mapping is called nobody. If the UNIX/Linux system that
is hosting Samba does not have a nobody account and an alternate
mapping has not been specified, network browsing will not work at all.
It should be noted that the guest account is essential to
Samba operation. Either the operating system must have an account called nobody
or there must be an entry in the &smb.conf; file with a valid UNIX account, such as
ftp.
Is it possible to reduce network broadcast activity with Samba-3?
WINSNetBIOS
Yes, there are two ways to do this. The first involves use of WINS (See TOSHARG2, Chapter 9,
Section 9.5, WINS &smbmdash; The Windows Inter-networking Name Server); the
alternate method involves disabling the use of NetBIOS over TCP/IP. This second method requires
a correctly configured DNS server (see TOSHARG2, Chapter 9, Section 9.3, Discussion).
broadcastNetBIOSNode TypeHybrid
The use of WINS reduces network broadcast traffic. The reduction is greatest when all network
clients are configured to operate in Hybrid Mode. This can be effected through
use of DHCP to set the NetBIOS node type to type 8 for all network clients. Additionally, it is
beneficial to configure Samba to use wins host cast.
Use of SMB without NetBIOS is possible only on Windows 200x/XP Professional clients and servers, as
well as with Samba-3.
Can I just use plain-text passwords with Samba?
Yes, you can configure Samba to use plain-text passwords, though this does create a few problems.
First, the use of /etc/passwd-based plain-text passwords requires that registry
modifications be made on all MS Windows client machines to enable plain-text passwords support. This
significantly diminishes the security of MS Windows client operation. Many network administrators
are bitterly opposed to doing this.
Second, Microsoft has not maintained plain-text password support since the default setting was made
disabling this. When network connections are dropped by the client, it is not possible to re-establish
the connection automatically. Users need to log off and then log on again. Plain-text password support
may interfere with recent enhancements that are part of the Microsoft move toward a more secure computing
environment.
Samba-3 supports Microsoft encrypted passwords. Be advised not to reintroduce plain-text password handling.
Just create user accounts by running smbpasswd -a 'username'
It is not possible to add a user to the passdb backend database unless there is
a UNIX system account for that user. On systems that run winbindd to access the Samba
PDC/BDC to provide Windows user and group accounts, the idmap uid, idmap gid ranges
set in the &smb.conf; file provide the local UID/GIDs needed for local identity management purposes.
What parameter in the &smb.conf; file is used to enable the use of encrypted passwords?
The parameter in the &smb.conf; file that controls this behavior is known as encrypt
passwords. The default setting for this in Samba-3 is Yes (Enabled).
Is it necessary to specify Yes
when Samba-3 is configured as a domain member?
No. This is the default behavior.
Is it necessary to specify a guest account when Samba-3 is configured
as a domain member server?
Yes. This is a local function on the server. The default setting is to use the UNIX account
nobody. If this account does not exist on the UNIX server, then it is
necessary to provide a an_account,
where an_account is a valid local UNIX user account.